Our Roles & Responsibilities

Our advisors help you bring together all of the essential elements for a successful retirement plan.  We offer pure and objective advice that puts your company’s and employees' best interests first.

PLAN STRATEGY AND DESIGN

Design the plan in collaboration with the Third Party Administrator

EXPENSE, PERFORMANCE AND BENCHMARK MONITORING

Review and analyze investment costs compared to performance

IMPLEMENTATION AND TRANSITION

Coordinate and oversee the transition to your new provider

SINGLE-SOURCE CONTACT

Assist plan sponsors and participants in person, via email, and over the phone

INVESTMENT EDUCATION AND RETIREMENT PLANNING

Conduct meetings and provide resources to help participants

PARTICIPANT ADVICE

Provide personal, individualized investment advice

PLAN PROVIDER DUE DILIGENCE

Evaluate provider services and client satisfaction at least annually

ONGOING PLAN REVIEWS

Assess participation levels and overall plan service

INVESTMENT POLICY STATEMENT (IPS)

Assist with the development and implementation of the plan’s IPS